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How do I run case studies in financial marketing compliantly?

Last reviewed 22 April 2026 · Reviewed by Jake McQuillan

Quick answer

How do I run case studies in financial marketing compliantly?

Use anonymised detail, real structure, quantified outcomes, balanced risk language, and client permission. Log as a promotion with sign-off and expiry.

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Structure

  • Situation (anonymised)
  • Advice given (high-level, not replicable advice)
  • Outcome (quantified but in bands)
  • Caveat: past performance is not a guide
  • Client permission on file

Sign-off

Treat each case study as a financial promotion; expire after 12 months.

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Reviewed by
Jake McQuillan
Founder at Platinum Prospects
Last reviewed 22 April 2026

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