Compliance
Is Platinum Prospects FCA regulated?
Last reviewed 22 April 2026 · Reviewed by Jake McQuillan
Quick answer
Is Platinum Prospects FCA regulated?
Platinum Prospects is a marketing agency, not a regulated financial firm. All financial promotions produced by the agency are signed off by the client firm's authorised compliance function.
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Platinum Prospects is a marketing agency and does not hold FCA authorisation — it does not give financial advice. Every financial promotion the agency produces is reviewed and signed off by the client firm's authorised compliance function (the approver of financial promotions under FSMA s.21). The agency works closely with compliance officers at partner firms to ensure creative passes internal and regulatory review.
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